← SEC administrative proceedings

Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry

Securities Act of 1933 · 33-9349, 34-67649, IC-30167 · — · File 3-14982

Proceeding

Release Number

33-9349, 34-67649, IC-30167

Statutory Act

Securities Act of 1933

File Number

3-14982

Publish Date

—

Respondents

• Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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